Stock Market – Type 8.3 – City&Civic Plc London Stock Trade:RAT
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.Three of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full title of discloser: | Rathbone Brothers PLC |
| (b) Proprietor or controller of pursuits and brief positions disclosed, if totally different from 1(a): The naming of nominee or car firms is inadequate. For a belief, the trustee(s), settlor and beneficiaries should be named. |
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| (c) Title of offeror/offeree in relation to whose related securities this type relates: Use a separate kind for every offeror/offeree |
City & Civic Plc |
| (d) If an exempt fund supervisor related with an offeror/offeree, state this and specify identification of offeror/offeree: | |
| (e) Date place held/dealing undertaken: For a gap place disclosure, state the most recent practicable date previous to the disclosure |
25/11/2020 |
| (f) Along with the corporate in 1(c) above, is the discloser making disclosures in respect of every other celebration to the supply? If it’s a cash supply or attainable cash supply, state “N/A” |
No |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to reveal in a couple of class of related securities of the offeror or offeree named in 1(c), copy desk 2(a) or (b) (as applicable) for every further class of related safety.
(a) Pursuits and brief positions within the related securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of related safety:
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Pursuits | Brief positions | ||
| Quantity | % | Quantity | % | |
| (1) Related securities owned and/or managed: | 3,329,831 | 2.2935% | ||
| (2) Cash-settled derivatives:
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| (3) Stock-settled derivatives (together with choices) and agreements to buy/promote: | ||||
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TOTAL: |
3,329,831 | 2.2935% | ||
All pursuits and all brief positions must be disclosed.
Particulars of any open stock-settled spinoff positions (together with traded choices), or agreements to buy or promote related securities, must be given on a Supplemental Type 8 (Open Positions).
(b) Rights to subscribe for brand spanking new securities (together with administrators’ and different worker choices)
| Class of related safety in relation to which subscription proper exists: | |
| Particulars, together with nature of the rights involved and related percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
The place there have been dealings in a couple of class of related securities of the offeror or offeree named in 1(c), copy desk 3(a), (b), (c) or (d) (as applicable) for every further class of related safety dealt in.
The forex of all costs and different financial quantities must be acknowledged.
(a) Purchases and gross sales
| Class of related safety | Buy/sale
|
Variety of securities | price per unit |
| 1p Abnormal Shares | Sale | 8,150 | 3.425p |
(b) Cash-settled spinoff transactions
| Class of related safety | Product description e.g. CFD |
Nature of dealing e.g. opening/closing an extended/brief place, rising/lowering an extended/brief place |
Variety of reference securities | price per unit |
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(c) Stock-settled spinoff transactions (together with choices)
(i) Writing, promoting, buying or various
| Class of related safety | Product description e.g. name possibility | Writing, buying, promoting, various and many others. | Variety of securities to which possibility relates | Train price per unit | Sort e.g. American, European and many others. |
Expiry date | Choice cash paid/ acquired per unit |
(ii) Train
| Class of related safety | Product description e.g. name possibility |
Exercising/ exercised in opposition to | Variety of securities | Train price per unit |
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(d) Different dealings (together with subscribing for brand spanking new securities)
| Class of related safety | Nature of dealing e.g. subscription, conversion |
Particulars | price per unit (if relevant) |
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4. OTHER INFORMATION
(a) Indemnity and different dealing preparations
| Particulars of any indemnity or possibility association, or any settlement or understanding, formal or casual, referring to related securities which may be an inducement to deal or chorus from dealing entered into by the individual making the disclosure and any celebration to the supply or any individual performing in live performance with a celebration to the supply: Irrevocable commitments and letters of intent shouldn’t be included. If there are not any such agreements, preparations or understandings, state “none” |
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(b) Agreements, preparations or understandings referring to choices or derivatives
| Particulars of any settlement, association or understanding, formal or casual, between the individual making the disclosure and every other individual referring to: (i) the voting rights of any related securities underneath any possibility; or (ii) the voting rights or future acquisition or disposal of any related securities to which any spinoff is referenced: If there are not any such agreements, preparations or understandings, state “none” |
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(c) Attachments
| Is a Supplemental Type 8 (Open Positions) connected? | No |
| Date of disclosure: | 26/11/2020 |
| Contact title: | Angela Hepburn – Compliance Division |
| Phone quantity: | 0151 236 6666 |
Public disclosures underneath Rule Eight of the Code should be made to a Regulatory Data Service.
The Panel’s Market Surveillance Unit is accessible for session in relation to the Code’s disclosure necessities on +44 (0)20 7638 0129.
The Code might be considered on the Panel’s web site at www.thetakeoverpanel.org.uk.
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